Ethico
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Workplace Investigations

Workplace investigation software that ensures consistency and proves thoroughness

Investigations shouldn't depend on which investigator handles them. Ethico's structured workflows provide category-specific templates, standardized documentation, and remediation tracking that links findings to organizational improvements.

The Engine

Templates That Ensure Thoroughness

Category-specific templates guide investigators through every required step, ensuring consistent documentation regardless of who handles the case.

Category-Specific Templates

  • Sexual harassment (specific documentation requirements)
  • Discrimination claims
  • Fraud and financial misconduct
  • Retaliation risk assessment
  • Conflict of interest violations
  • Policy violations

Standardized Checklists

  • Initial assessment
  • Evidence collection
  • Witness interviews
  • Findings documentation
  • Closure requirements

Investigation Timeline

Track every milestone from receipt to remediation. Automated timeline documentation proves thoroughness and appropriate response time.

The Shield

DOJ-Ready Documentation

Every investigation creates comprehensive documentation that demonstrates thoroughness to regulators, auditors, and legal counsel.

Witness Interview Documentation

  • Scheduling and tracking
  • Question frameworks by category
  • Response documentation
  • Credibility assessment

Evidence Management

  • Secure upload and storage
  • Chain of custody tracking
  • Version control
  • Categorization by type

Findings Documentation

  • Allegations and scope
  • Methodology documentation
  • Evidence summary
  • Conclusions and recommendations
Unique to Ethico

Most Vendors Stop at Case Closure. Ethico Continues.

DOJ evaluates whether compliance programs drive improvement, not just whether cases close. Remediation tracking proves your program creates change.

Corrective Action Plans

  • Disciplinary action tracking
  • Policy revision requirements
  • Training mandates
  • Control enhancements

Root Cause Analysis

  • Identify systemic issues
  • Document control weaknesses
  • Track implementation

Accountability Loop

  • Assign owners
  • Set deadlines
  • Track progress
  • Verify completion

Why This Matters

DOJ evaluates whether compliance programs drive improvement, not just whether cases close.

Investigation Types Supported

TypeTemplateSpecial Requirements
Sexual HarassmentSensitivity protocols
DiscriminationProtected class analysis
RetaliationRisk assessment framework
Fraud/FinancialChain of custody
Conflict of InterestDisclosure cross-reference
Policy ViolationPolicy citation

How Investigation Workflows Work

Structured consistency without rigid inflexibility

StepWhat HappensDocumentation Created
Case ReceiptInvestigation auto-creates from case, category-specific template loadsInvestigation record, timeline starts
Initial AssessmentStructured assessment questions by category, scope definitionAssessment summary, scope memo
Evidence CollectionUpload documents, chain of custody tracking, categorizationEvidence log, custody trail
Witness InterviewsScheduling, question frameworks, response documentationInterview notes, credibility assessment
AnalysisEvidence review against allegations, credibility assessmentAnalysis worksheet
FindingsStructured findings documentation, outcome determinationFindings report
RemediationCorrective action planning, owner assignment, deadline trackingCAP document, accountability log
"Before Ethico, investigation consistency depended on which investigator got the case. Now everyone follows the same structured workflow. Our DOJ evaluation cited our investigation documentation as a program strength."
RK
Robert K.
VP Ethics & Compliance, Pharmaceutical (22,000 employees)
Result:
Zero documentation gaps in regulatory review

Implementation Timeline

Investigation workflows operational in 60-90 days

PhaseTimelineWhat Happens
DiscoveryWeek 1-2Current investigation process mapping, template requirements
Template ConfigurationWeek 2-3Category-specific templates, checklists, documentation requirements
Workflow SetupWeek 3-4Investigation stages, approval gates, remediation tracking
IntegrationWeek 4-5Connect to case management intake, HR systems if applicable
TrainingWeek 5-6Investigator training (4 hrs), admin training (2 hrs)
Go-LiveWeek 6-8Parallel run, full cutover, hypercare support

What Happens Next

1

See Investigation Templates

Demo showing category-specific templates for your most common investigation types.

30 Minutes
2

Map Your Process

Work with our team to configure templates matching your methodology and documentation standards.

3

Investigator Training

Hands-on training for your investigation team on workflows, templates, and documentation.

4 Hours
4

Go Live

Full investigation management operational with structured workflows and remediation tracking.

60-90 Days

Frequently Asked Questions

Investigations That Prove Program Effectiveness

See how structured workflows ensure consistency across investigators while maintaining flexibility for complex cases.

Schedule Your Demo

We'll demonstrate with templates matching your investigation categories.

Investigation workflow metrics from Ethico customer implementations 2022-2024. Template effectiveness measured through consistency audits and regulatory review outcomes.